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Avoiding the 17a-4 Quagmire - AdvisorVault's Guide for Small FINRA Firms
By:AdvisorVault 2020-08-07
AJAX L1Z 1J2, 19 Epps Crescent - Aug. 6, 2020 - I've been saying for years that data compliance is a necessary evil, and money spent trying to appease regulators does nothing for the bottom line and surely adds...
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